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EVENT AND OTHER PRESENTATIONS

Find provided event presentations and other relevant information.

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Compliance Manuals

Compliance Manuals

  • 5/14/2018 12:43:00 PM
  • View Count 2850
The basics and best practices regarding compliance with AML/CFT requirements
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AML Risk Assessment

AML Risk Assessment

  • 5/14/2018 12:01:00 PM
  • View Count 2410
Review AML Risk Based Approach Requirements. Conducting a customer and entity level risk – includes walk- through examples of AML Risk Based Assessments.
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Anti-Money Laundering Typologies, Trends & Red Flags

Anti-Money Laundering Typologies, Trends & Red Flags

  • 5/12/2018 2:14:00 PM
  • View Count 2681
The methods used to launder proceeds of criminal activities and finance illicit activities are in constant evolution. Criminals can be very creative in finding and developing ways to launder the proceeds of crime. Traditional methods include smurfing, the use of currency exchanges, wire transfers, mules/cash smugglers, investing in high value goods and the use of shell companies.
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Auditing Within the Compliance Function

Auditing Within the Compliance Function

  • 5/12/2018 1:22:00 PM
  • View Count 2400
Every entity and professional shall establish and maintain an independent audit function that is adequately resourced to test compliance, including sample testing, with its or his written system of internal controls and the other provisions of the Anti-money Laundering Regulations, 2008 and this Code.
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Suspicious Activity Reports: Are They Useful - Surviving the Storm Conference

Suspicious Activity Reports: Are They Useful - Surviving the Storm Conference

  • 4/26/2016 11:32:00 AM
  • View Count 2420
It is an age old cat and mouse game between criminals and law enforcement. Each wants to be two steps ahead of the other. They continue to evolve, expand their knowledge of each other, and gain more experience in their respective corners. What are the new tricks? What wrinkle has been thrown on the old tricks? Is the FIA coping? Mr. George will answer these questions.
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